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Edmond Patrick Coady

CRD# 49085·Registered 1967 - 2019
Previously Registered: Being a previously registered professional could mean that Edmond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edmond Patrick Coady, who also goes by Edmond Patrick Coady Jr, was a registered financial advisor. Edmond was a previously registered financial professional and started their career in finance 1967 - 2019. Edmond had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 24, Series 39 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edmond Patrick Coady Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

SEALE CAPITAL, INC.·CRD# 148420
BD
Arlington, VA
May 13, 2015 - May 31, 2019
COADY DIEMAR PARTNERS, LLC·CRD# 128334
BD
Washington, DC
January 13, 2004 - March 17, 2015
BENTLEY SECURITIES CORPORATION·CRD# 25759
BD
New York, NY
June 20, 2003 - January 15, 2004
IMG CAPITAL LLC·CRD# 101300
BD
Bethesda, MD
March 8, 2002 - September 6, 2002
THE ADVISORS GROUP, INC.·CRD# 14035
BD
May 13, 1986 - April 17, 1989
COADY SECURITIES, INC.·CRD# 13416
BD
June 23, 1983 - May 2, 1986
DILLON, READ OVERSEAS CORPORATION·CRD# 4212
BD
August 23, 1976 - October 29, 1976
SBC WARBURG DILLON READ INC.·CRD# 1650
BD
June 20, 1967 - January 15, 1981

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Current Firm

SC
SEALE CAPITAL, INC.

SEALE CAPITAL, INC.

CRD#: 148420 / SEC#: 8-68022
BD
Terminated by SEC on 05/31/2019

Contact Information

Established

Virginia since 05/27/2008

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
SEALE, JAMES ANTHONYPRESIDENT/CCO/AML OFFICER—
CARMEL, BRETT MICHAELMANAGING DIRECTOR—
SINGER, STEVEN FREDERICFINOP/CFO2360737

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jun 1967

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed May 1983About the Series 39 exam

Series 40 — Registered Principal Examination

Passed Jun 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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