Edmond P. Coady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmond Patrick Coady, who also goes by Edmond Patrick Coady Jr, was a registered financial professional .
Edmond is a previously registered financial professional and started their career in finance in 1967. Edmond had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 24, Series 39 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - May 31, 2019
SEALE CAPITAL, INC.
January 13, 2004 - March 17, 2015
COADY DIEMAR PARTNERS, LLC
June 20, 2003 - January 15, 2004
BENTLEY SECURITIES CORPORATION
March 8, 2002 - September 6, 2002
IMG CAPITAL LLC
May 13, 1986 - April 17, 1989
THE ADVISORS GROUP, INC.
June 23, 1983 - May 2, 1986
COADY SECURITIES, INC.
August 23, 1976 - October 29, 1976
DILLON, READ OVERSEAS CORPORATION
June 20, 1967 - January 15, 1981
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/19/1967
Registered Representative ExaminationSeries 40
Date: 6/4/1973
Registered Principal ExaminationCurrent Firm
SEALE CAPITAL, INC.
CRD#: 148420 / SEC#: , 8-68022
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEALE, JAMES ANTHONY | PRESIDENT/CCO/AML OFFICER | |
| CARMEL, BRETT MICHAEL | MANAGING DIRECTOR | |
| SINGER, STEVEN FREDERIC | FINOP/CFO | 2360737 |
Red Flags
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