Neil Weinstein
Professional summary
Neil Weinstein, who also goes by Neil Scott Weinstein, is a registered financial professional currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota.
Neil is registered as a RR (Registered Representative) and started their career in finance in 2005. Neil has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil Weinstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2018 - Present
HENNEPIN PARTNERS LLC
Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402May 20, 2013 - April 12, 2018
CRAIG-HALLUM CAPITAL GROUP LLC
June 19, 2008 - May 13, 2013
LAZARD MIDDLE MARKET LLC
June 17, 2008 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
April 12, 2005 - May 27, 2008
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HENNEPIN PARTNERS LLC
CRD#: 153034 / SEC#: , 8-68498
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
