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SH

Stewart L. Hayes

WILLAMETTE VALLEY WEALTH MANAGEMENT
Salem, OR 97302
Some features on this profile are disabled
CRD#: 4907415
SH

Professional summary

Stewart Lee Hayes is a registered financial advisor currently at WILLAMETTE VALLEY WEALTH MANAGEMENT, LLC located in Salem, Oregon.

Stewart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Stewart has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RHI LLC / TRIANGLE SQUARE LLC - NON-INVESTMENT RELATED - SAME ADDRESS - FAMILY LLC - MEMBER - 2002 - <4 HRS/MO - NOT DURING TRADING - OWNERSHIP INTEREST IN LLC THAT OWNS OFFICE BUILDING 2)FISCHER, HAYES, JOYE & ALLEN, LLC - NOT INVESTMENT RELATED - SAME ADDRESS - ACCOUNTING FIRM - OWNER - JANUARY 2016 - 175 HRS/MO - 100 HRS/MO DURING TRADING - PUBLIC ACCOUNTING FIRM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stewart Lee Hayes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2020 - Present

WILLAMETTE VALLEY WEALTH MANAGEMENT, LLC

Office #1: 3295 Triangle Drive Suite 200, Salem, OR 97302
RIA
CRD#: 311390
Salem, OR
Past

February 24, 2005 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA
CRD#: 3866
SALEM, OR
Past

February 10, 2005 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
SALEM, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(11/16/2020)
IAR
Oregon
(11/13/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2005
General Securities Representative Examination

Current Firm

WV
WILLAMETTE VALLEY WEALTH MANAGEMENT, LLC
WILLAMETTE VALLEY WEALTH MANAGEMENT, LLC

CRD#: 311390 / SEC#:

Louisiana
Registered Investment Advisory firm - (11/16/2020 Approved)
Oregon
Registered Investment Advisory firm - (11/13/2020 Approved)
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Contact information

Main Address
3295 Triangle Drive Suite 200, Salem, OR 97302
Mailing Address
Phone number
(503) 378-0220
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts261
AUM (Assets Under Management)$ 50,615,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLAMETTE VALLEY WEALTH MANAGEMENT, LLC

CRD#: 311390Salem, OR 97302

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