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JH

James E. Holland

HOLLAND STRATEGIC WEALTH ADVISORS LLC
LA JOLLA, CA 92037
Some features on this profile are disabled
CRD#: 4906902
JH

Professional summary

James Earl Holland, who also goes by James Holland, James Earl Holland-fish, is a registered financial advisor currently at HOLLAND STRATEGIC WEALTH ADVISORS LLC located in La Jolla, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Holland | James Earl Holland-Fish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; SAME OFFICE ADDRESS; PROPERTY/ CASUALTY/ HEALTH INSURANCE; POSITION : AGENT; 10 HRS / MO, 10 HRS DURING SECURITIES TRADING; INSURANCE SALES OCOTILLO HOME LENDING; INVESTMENT RELATED; CHANDLER, AZ; LENDING; POSITION: MORTGAGE ASSOCIATE; 40 HRS / MO; 40 HRS DURING SECURITIES TRADING; HOME LENDING. HELIOS CAPITAL PARTNERS, INC.; INVESTMENT RELATED; SAME OFFICE ADDRESS; BROKERAGE SERVICES; POSITION: MORTGAGE/REAL ESTATE BROKER; 40 HRS / MO, 40 HRS DURING SECURITIES TRADING HOURS; REAL ESTATE. AETHON CONSULTING LLC; INVESTMENT RELATED; SAME OFFICE ADDRESS; OPERATIONAL& FINANCIAL CONSULTING; POSITION: OWNER; 2 HRS / MO, 2 HRS DURING SECURITIES TRADING HOURS; CONSULTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Earl Holland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2025 - Present

HOLLAND STRATEGIC WEALTH ADVISORS LLC

Office #1: 4275 Executive Square Suite 200, La Jolla, CA 92037
RIA
CRD#: 334665
LA JOLLA, CA
Past

December 4, 2006 - August 24, 2009

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LA JOLLA, CA
Past

February 23, 2005 - August 24, 2009

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LA JOLLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/17/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2005
General Securities Representative Examination

Current Firm

HS
HOLLAND STRATEGIC WEALTH ADVISORS LLC
HOLLAND STRATEGIC WEALTH ADVISORS LLC

CRD#: 334665 / SEC#:

California
Registered Investment Advisory firm - (2/24/2025 Approved)
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Contact information

Main Address
4275 Executive Square Suite 200, La Jolla, CA 92037
Mailing Address
Phone number
(760) 305-9050
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLLAND STRATEGIC WEALTH ADVISORS LLC

CRD#: 334665La Jolla, CA 92037

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