Alison C. Dorsman
BRANDYWINE OAK PRIVATE WEALTH LLC | Co-Founder, Co-CEO, Private Wealth Advisor
Kennett Square, PA 19348
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CRD#: 4906461
Professional summary
Alison Christie Dorsman, CFP®, who also goes by Alison C Brooks, Alison Christie Brooks, Alison Christie Dorsman, is a registered financial advisor currently at BRANDYWINE OAK PRIVATE WEALTH LLC located in Kennett Square, Pennsylvania.
Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Alison has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Financial planning
Trust & estate planning
Trading individual securities
Loans/credit services
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Alison C Brooks | Alison Christie Brooks | Alison Christie Dorsman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Brandywine Oak Private Wealth-Investment related-500 Old Forge Lane, Suite 501, Kennett Square PA 19348-Registered Investment Advisor-Advisor-7/2018-160 hrs/mth-7 during trading hrs-Provide financial planning & investment advice to individuals & families. 2. Brandywine Oak Private Tax Advisory. Not investment related. 500 Old Forge Lane Suite 501, Kennett Square, PA 19348. Owner / Co-CEO; start date: August 2021; Approximate number of hours devoted to this business: Less than 10 hours per month; zero hours during securities trading hours; I provide general operational support, introduction of tax practice to clients, continued collaboration with tax professionals
CRS (Client Relationship Summary) - RIA
Click below to view Alison Christie Dorsman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
July 27, 2018 - Present
BRANDYWINE OAK PRIVATE WEALTH LLC
Office #1: 500 Old Forge Lane Suite 501, Kennett Square, PA 19348RIA
CRD#: 297021
Kennett Square, PA
Past
July 27, 2018 - December 18, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Kennett Square, PA
Past
May 2, 2006 - July 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILMINGTON, DE
Past
January 24, 2006 - July 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BO
BRANDYWINE OAK PRIVATE WEALTH LLC
BRANDYWINE OAK PRIVATE WEALTH LLC | WYETH PRIVATE WEALTH, LLC | HEAT ADVISORS, LLC
CRD#: 297021 / SEC#: 801-113624
RIA
Registered Investment Advisory firm - (7/20/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(7/27/2018)
IAR
Texas(7/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BO
BRANDYWINE OAK PRIVATE WEALTH LLC
BRANDYWINE OAK PRIVATE WEALTH LLC | WYETH PRIVATE WEALTH, LLC | HEAT ADVISORS, LLC
CRD#: 297021 / SEC#: 801-113624
RIA
Registered Investment Advisory firm - (7/20/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Old Forge Lane Suite 501, Kennett Square, PA 19348
Mailing Address
Phone number
(484) 785-0050
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,759 |
| AUM (Assets Under Management) | $ 1,405,262,024 |
Red Flags
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Company Information
BRANDYWINE OAK PRIVATE WEALTH LLC
Co-Founder, Co-CEO, Private Wealth AdvisorCRD#: 297021Kennett Square, PA 19348TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
