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BD

Brian P. Donnelly

RQD* CLEARING
NEW YORK, NY 10007
Some features on this profile are disabled
CRD#: 4906429
BD
Brian Patrick DonnellyRQD* CLEARING

Professional summary

Brian Patrick Donnelly is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York and OPTIMAL MARKET TECHNOLOGIES, LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 4 firms and has passed the Series 57TO, Series 7TO, Series 99TO, SIE, Series 56 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2024 - Present

RQD* CLEARING, LLC

Office #1: One World Trade Center Suite 47m, New York, NY 10007
BD
CRD#: 134284
NEW YORK, NY
Current

January 20, 2026 - Present

OPTIMAL MARKET TECHNOLOGIES, LLC

Office #1: One World Trade Center Suite 47m, New York, NY 10007
BD
CRD#: 336439
NEW YORK, NY
Past

December 20, 2023 - July 1, 2024

STG SECURITIES, LLC

BD
CRD#: 322438
New York, NY
Past

November 1, 2017 - December 19, 2023

RQD* CLEARING, LLC

BD
CRD#: 134284
New York, NY
Past

March 22, 2011 - October 11, 2023

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 56
Status Unavailable
Passed: 7/15/2011
Proprietary Trader Qualification Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 10/1/2012
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

OM
OPTIMAL MARKET TECHNOLOGIES, LLC
OPTIMAL EXECUTIONS, LLC | OPTIMAL MARKET TECHNOLOGIES, LLC

CRD#: 336439 / SEC#: , 8-71367

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One World Trade Center Suite 47m, New York, NY 10007
Mailing Address
One World Trade Center Suite 47m, New York, NY 10007
Phone number
(646) 389-5813
Established
Delaware since 12/02/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIMAL HOLDINGS, INCMANAGING MEMBER
BRIA, JOHNCOO5951630
DONNELLY, BRIAN PATRICKFOUNDER, CHAIRMAN AND CEO4906429
FITZGERALD, HEATHERCFO4427665
FITZGERALD, HEATHERFINOP4427665
WILLIAMS, JETAUNCCO3257770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMAL MARKET TECHNOLOGIES, LLC

CRD#: 336439New York, NY 10007

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