TR
Todd J. Rabell-o'halloran
THRIVENT INVESTMENT MANAGEMENT
Hastings, MN
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CRD#: 4906303
TR
Professional summary
Todd Joseph Rabell-o'halloran, who also goes by Todd Joseph O'halloran, Todd O'halloran, Todd Joseph Ohalloran, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Hastings, Minnesota.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Joseph O'halloran | Todd O'halloran | Todd Joseph Ohalloran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STOUT'S PUB POSITION: Server/Bartender NATURE: A restaurant, bar and grill INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 1611 W. Larpenteur Avenue, Falcon Heights MN 55113, United States DESCRIPTION: I will be serving guests to the restaurant at the bar and at tables in the dining room JUANITA'S FAJITAS POSITION: cook NATURE: It is a food vendor at the Minnesota State Fair, a staple beginning their 35th year in business. They have an extensive menu featuring breakfast, lunch, and dinner entrees and more, with a Mexican/Southwestern theme. INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 14 START DATE: 08/21/2025 ADDRESS: State Fair Grounds, Falcon Heights MN 55108, United States DESCRIPTION: I will be working in a non-customer-facing role as a cook in the kitchen of the food truck, preparing and cooking food to replenish what our food servers are using to create the dishes the customers are ordering. If you have been to a "Chipotle" restaurant, you may have seen the cooks in the back kitchen making batches of steak or chicken, etc to fill the steam table in the front. That will be my job at Juanita's Fajitas.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Joseph Rabell-o'halloran's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Joseph Rabell-o'halloran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Hastings, MN
Current
January 24, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Hastings, MN
Past
March 25, 2011 - January 2, 2014
PFS INVESTMENTS INC.
BD
CRD#: 10111
RIVER FALLS, WI
Past
May 4, 2005 - December 31, 2010
PFS INVESTMENTS INC.
BD
CRD#: 10111
MENDOTA HEIGHTS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(1/24/2014)
IAR
Minnesota(4/1/2014)
RR
Texas(6/21/2023)
IAR
Texas(6/21/2023)
RR
Wisconsin(2/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
