JH
John D. Harper
CETERA INVESTMENT ADVISERS LLC
The Villages, FL
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CRD#: 4905361
JH
Professional summary
John Douglas Harper is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in The Villages, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property~871 Parrish Place~The Villages~FL~32163~Rental Property Owner/Management~Owner/Sole Proprietor~6/7/2016~3hrs~0hrs~Management of property and rent collection. 2) UNITED TEAM WEALTH MANAGEMENT POSITION: Referring Partner NATURE: DBA for Avantax related business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 11/15/2023 ADDRESS: 2500 N Military Trail, Ste 206, Boca Raton FL 33431, United States; DESCRIPTION: Provide sales and service of investment and insurance products through Avantax. 3) WILDWOOD WEALTH MANAGEMENT POSITION: Owner NATURE: Accounting Services/Tax Preparation/Payroll services/audit representation. Help new businesses set up properly for tax purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 110 START DATE: 10/31/2016 ADDRESS: 400 Stony Brook Court, Newburgh NY 12550, United States DESCRIPTION: I am owner, spend most of my time in tax preparation, business consultant, bookkeeping, payroll service provider and in managing the business itself.
CRS (Client Relationship Summary) - RIA
Click below to view John Douglas Harper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 2500 North Military Trail Suite 300, Boca Raton, FL 33431RIA
CRD#: 105644
The Villages, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2500 North Military Trail, Suite 206, Boca Raton, FL 33431BD
CRD#: 13572
Boca Raton, FL
Past
August 26, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Boca Raton, FL
Past
November 6, 2014 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Boca Raton, FL
Past
October 24, 2005 - November 16, 2012
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
NEWBURGH, NY
Past
May 11, 2005 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/26/2025)
RR
Florida(9/5/2025)
RR
Hawaii(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
