Matthew A. Fowler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Allen Fowler, who also goes by Matt Fowler, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2015 - October 1, 2015
CREST CAPITAL LLC
February 27, 2013 - July 30, 2013
ELARA SECURITIES, INC.
July 8, 2011 - May 1, 2012
CENTER STREET SECURITIES, INC.
May 16, 2005 - September 19, 2011
NEXGEN CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 6/25/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CREST CAPITAL LLC
CRD#: 172664 / SEC#: , 8-69514
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
