David Metzger

PAULSON INVESTMENT COMPANY LLC

Passaic, NJ

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CRD#: 4905185

Professional summary

David Metzger is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Passaic, New Jersey.

David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Metzger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2025 - Present

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Passaic, NJ

Past

July 7, 2016 - April 1, 2025

CELADON FINANCIAL GROUP LLC

CRD#: 36538

Mendham, NJ

Past

April 3, 2014 - July 7, 2016

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

LITTLE SILVER, NJ

Past

December 19, 2012 - April 8, 2014

THE VERTICAL GROUP

CRD#: 104353

RED BANK, NJ

Past

December 14, 2012 - December 21, 2012

CELADON FINANCIAL GROUP LLC

CRD#: 36538

NEW YORK, NY

Past

June 29, 2007 - December 14, 2012

THE VERTICAL GROUP

CRD#: 104353

RED BANK, NJ

Past

January 2, 2007 - July 6, 2007

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

January 18, 2005 - January 2, 2007

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(3/20/2025)

New York
(3/20/2025)

Exams

State Security Law Exam

Series 63

Date: 5/12/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/27/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/18/2004

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC | PAULSON WEALTH ADVISORS | PAULSON INVESTMENT COMPANY, LLC | PAULSON INVESTMENT COMPANY, INC.

CRD#: 5670 / SEC#: 801-107194, 8-26807

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035

Mailing Address

10220 Sw Greenburg Rd Suite 380, Portland, OR 97223

Phone number

(503) 243-6000

Established

Delaware since 03/23/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
PAULSON CAPITAL HOLDING COMPANY, LLC	OWNER
CLARK, CHRISTOPHER STEVEN	CHAIRMAN, ELECTED MANAGER	1952666
PARIGIAN, THOMAS STEWART	ELECTED MANAGER	1398840
SETTEDUCATI, ROBERT JOSEPH	ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT	1352722
DAVIS, TRENT DONALD	CHIEF EXECUTIVE OFFICER	2137171
RASMUSSEN, KATHLEEN HATLELI	CHIEF COMPLIANCE OFFICER	2608755
WINKS, MALCOLM ALEXANDER	PRESIDENT AND CFO/FINOP	5153752

Disclosures

Regulatory Event	35
Civil Event	1
Arbitration	8
Bond	1

Red Flags

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David Metzger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Metzger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CELADON FINANCIAL GROUP LLC

BUCKMAN, BUCKMAN & REID, INC.

THE VERTICAL GROUP

CELADON FINANCIAL GROUP LLC

THE VERTICAL GROUP

RBC CAPITAL MARKETS CORPORATION

CARLIN EQUITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/2006

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/27/2005

Series 7

Date: 8/18/2004

FINRA

Nasdaq Stock Market

Current Firm

PAULSON INVESTMENT COMPANY LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PAULSON INVESTMENT COMPANY LLC

TRUST BUT VERIFY

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