David Metzger
Professional summary
David Metzger is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Passaic, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Metzger's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2025 - Present
PAULSON INVESTMENT COMPANY LLC
July 7, 2016 - April 1, 2025
CELADON FINANCIAL GROUP LLC
April 3, 2014 - July 7, 2016
BUCKMAN, BUCKMAN & REID, INC.
December 19, 2012 - April 8, 2014
THE VERTICAL GROUP
December 14, 2012 - December 21, 2012
CELADON FINANCIAL GROUP LLC
June 29, 2007 - December 14, 2012
THE VERTICAL GROUP
January 2, 2007 - July 6, 2007
RBC CAPITAL MARKETS CORPORATION
January 18, 2005 - January 2, 2007
CARLIN EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2025)
(3/20/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/27/2005
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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