Jared L. Johnson

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CRD#: 4904945

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jared Lee Johnson, CFP®, who also goes by Jared Johnson, was a registered financial professional .

Jared is a previously registered financial professional and started their career in finance in 2005. Jared had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jared Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 7870

FORT WORTH, TX

Past

November 7, 2008 - February 17, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

DALLAS, TX

Past

March 26, 2007 - October 28, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

April 4, 2005 - February 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

FT. WORTH, TX

Past

March 9, 2005 - February 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

FT. WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EP WEALTH ADVISORS

CRD#: 111147 / SEC#: 801-29358

RIA

Registered Investment Advisory firm - (4/16/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/8/2005

General Securities Representative Examination

Current Firm

EP WEALTH ADVISORS

CRD#: 111147 / SEC#: 801-29358

RIA

Registered Investment Advisory firm - (4/16/1987 Approved)

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Contact information

Main Address

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503

Mailing Address

Phone number

(310) 543-4559

Established

Firm type

Fiscal year end

# of Employees

557

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 ("WRAP FEE PROGRAM BROCHURE") (3/31/2025)

EP WEALTH ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	49,167
AUM (Assets Under Management)	$ 35,570,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jared L. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BAKERAVENUE

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

EP WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2005

Series 63

Date: 4/1/2005

Series 7

Date: 3/8/2005

Current Firm

EP WEALTH ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EP WEALTH ADVISORS

TRUST BUT VERIFY

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