Terence S. Sugrue
Professional summary
Terence S Sugrue is a registered financial professional currently at RESEARCH CAPITAL USA INC. .
Terence is registered as a RR (Registered Representative) and started their career in finance in 2005. Terence has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terence S Sugrue's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2009 - Present
RESEARCH CAPITAL USA INC.
Office #1: 199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2May 27, 2005 - November 23, 2007
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2009)
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(4/3/2009)
(4/3/2009)
(3/14/2016)
(4/3/2009)
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(4/6/2009)
(4/3/2009)
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(3/1/2011)
(4/3/2009)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/27/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
RESEARCH CAPITAL USA INC.
CRD#: 39670 / SEC#: , 8-48795
Contact information
FINRA licenses (22 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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