Brent A. Stanley

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CRD#: 4903725

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Austin Stanley was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 2005. Brent had worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: First Investments and Planning Address: 14010 Fnb Pkwy Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/12/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Recruiting and development of RJ FAs inside FNBO's branches (2)Name of Business: First National Bank of Omaha Address: 14010 Fnb Pkwy Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/12/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Recruiting and training RJ advisors to work in FNBO's branches

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 4, 2024 - September 16, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

OMAHA, NE

Past

November 19, 2024 - September 16, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OMAHA, NE

Past

May 28, 2024 - November 12, 2024

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

May 20, 2021 - December 31, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

April 19, 2017 - March 17, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

OMAHA, NE

Past

July 27, 2015 - March 17, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

OMAHA, NE

Past

September 20, 2012 - July 15, 2015

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

OVERLAND PARK, KS

Past

September 20, 2012 - July 15, 2015

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

OVERLAND PARK, KS

Past

January 17, 2012 - September 17, 2012

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

GLEN CARBON, IL

Past

November 1, 2010 - September 17, 2012

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

GLEN CARBON, IL

Past

September 5, 2007 - July 22, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

CHESTERFIELD, MO

Past

August 6, 2007 - July 22, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

CHESTERFIELD, MO

Past

September 14, 2006 - March 15, 2007

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

SPRINGFIELD, IL

Past

September 14, 2006 - March 15, 2007

NATCITY INVESTMENTS, INC.

CRD#: 17490

SPRINGFIELD, IL

Past

June 13, 2005 - August 28, 2006

COUNTRY TRUST BANK

RIA

CRD#: 109487

DECATUR, IL

Past

April 5, 2005 - August 28, 2006

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

DECATUR, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/4/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/12/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2011

General Securities Principal Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

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Contact information

Main Address

880 Carillon Parkway, Saint Petersburg, FL 33716

Mailing Address

Phone number

(727) 567-3020

Established

Firm type

Fiscal year end

# of Employees

6,727

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,030,208
AUM (Assets Under Management)	$ 344,868,106,925

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
08/21/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent A. Stanley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

THE LEADERS GROUP, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

COUNTRY TRUST BANK

COUNTRY CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2005

Series 63

Date: 4/21/2005

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2007

Series 6

Date: 4/4/2005

Series 53

Date: 12/12/2012

Series 24

Date: 5/24/2011

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

TRUST BUT VERIFY

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