Gordon P. Stead
Professional summary
Gordon Patrick Stead, who also goes by Gordon P Stead, Gordon Patrick Stead, Godon Stead, Gordon Stead, is a registered financial professional currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Waltham, Massachusetts.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 2005. Gordon has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Patrick Stead's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 225 Wyman Street, Waltham, MA 02451October 1, 2024 - May 1, 2026
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 6, 2023 - January 12, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 24, 2022 - January 12, 2024
BLACKROCK INVESTMENTS, LLC
December 1, 2014 - April 30, 2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 24, 2011 - December 12, 2012
BLACKROCK INVESTMENTS, LLC
September 29, 2006 - December 4, 2006
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - December 1, 2006
BLACKROCK INVESTMENTS, LLC
November 16, 2005 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
October 6, 2005 - September 29, 2006
FAM DISTRIBUTORS, INC.
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2026)
(9/22/2026)
Exams
What does exam status mean?
Series 7TO
Passed: 10/21/2022
General Securities Representative ExaminationFINRA
Current Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| D AMBROSI, JULIAN MAURO | PRESIDENT, CEO, ELECTED MANAGER | 4729324 |
| DEATS, JAMES J | ELECTED MANAGER | 4895304 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| OVHORI, ELOHO ISIMEME | CHIEF FINANCIAL OFFICER | 8201407 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,503 |
| AUM (Assets Under Management) | $ 37,928,601,788 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
