BH
Bernadette T. Huang
EQUITA FINANCIAL NETWORK
New Haven, CT
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CRD#: 4903420
BH
Professional summary
Bernadette Therese Wan Yu Huang, CFP®, who also goes by Wan Yu Bernadette Therese Huang, is a registered financial advisor currently at EQUITA FINANCIAL NETWORK, INC. located in New Haven, Connecticut.
Bernadette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Bernadette has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wan Yu Bernadette Therese Huang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
11 Sandpiper Road, LLC; non investment related; New Haven, CT; owns 1 residential property for personal use; March 29,2022; 4 hrs/month; 0 during securities trading hours; Maintenance of residential property
CRS (Client Relationship Summary) - RIA
Click below to view Bernadette Therese Wan Yu Huang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 24, 2024 - Present
EQUITA FINANCIAL NETWORK, INC.
RIA
CRD#: 277031
New Haven, CT
Past
July 1, 2020 - May 24, 2024
KREITLER FINANCIAL LLC
RIA
CRD#: 309056
NEW HAVEN, CT
Past
May 8, 2015 - July 10, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
NEW HAVEN, CT
Past
April 7, 2015 - July 10, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NEW HAVEN, CT
Past
May 2, 2006 - August 27, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 3, 2005 - April 13, 2006
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EQUITA FINANCIAL NETWORK, INC.
ABEONA WEALTH, LLC | YOUR STORY FINANCIAL, LLC | WHITE ALLIUM WEALTH ADVISORS LLC | WEALTHCHOICE, LLC | VISIBLE WEALTH PLANNING, LLC | TRUMAN WEALTH ADVISORS | NEXT STEP FINANCIAL, LLC | MOUNTAIN WEALTH PLANNING, LLC | MODERN FAMILY FINANCE, LLC | METHOD FINANCIAL PLANNING, LLC | METHOD FINANCIAL PLANNING, INC. | FEATHERED PADDLE WEALTH PARTNERS | EQUITA FINANCIAL NETWORK, INC. | EQUILA FINANCIAL, LLC | ASTRAEA WEALTH MANAGEMENT, LLC | AEGLEWEALTH, LLC
CRD#: 277031 / SEC#: 801-120628
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Alabama
Registered Investment Advisory firm - (3/26/2021 Terminated)California
Registered Investment Advisory firm - (4/25/2021 Terminated)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)Minnesota
Registered Investment Advisory firm - (4/27/2021 Terminated)Missouri
Registered Investment Advisory firm - (3/26/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/19/2021 Terminated)Texas
Registered Investment Advisory firm - (3/26/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(9/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EQUITA FINANCIAL NETWORK, INC.
ABEONA WEALTH, LLC | YOUR STORY FINANCIAL, LLC | WHITE ALLIUM WEALTH ADVISORS LLC | WEALTHCHOICE, LLC | VISIBLE WEALTH PLANNING, LLC | TRUMAN WEALTH ADVISORS | NEXT STEP FINANCIAL, LLC | MOUNTAIN WEALTH PLANNING, LLC | MODERN FAMILY FINANCE, LLC | METHOD FINANCIAL PLANNING, LLC | METHOD FINANCIAL PLANNING, INC. | FEATHERED PADDLE WEALTH PARTNERS | EQUITA FINANCIAL NETWORK, INC. | EQUILA FINANCIAL, LLC | ASTRAEA WEALTH MANAGEMENT, LLC | AEGLEWEALTH, LLC
CRD#: 277031 / SEC#: 801-120628
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Alabama
Registered Investment Advisory firm - (3/26/2021 Terminated)California
Registered Investment Advisory firm - (4/25/2021 Terminated)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)Minnesota
Registered Investment Advisory firm - (4/27/2021 Terminated)Missouri
Registered Investment Advisory firm - (3/26/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/19/2021 Terminated)Texas
Registered Investment Advisory firm - (3/26/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Office Center Drive Suite 400, Fort Washington, PA 19034
Mailing Address
500 Office Center Drive Suite 400, Fort Washington, PA 19034
Phone number
(800) 604-0176
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,476 |
| AUM (Assets Under Management) | $ 412,310,129 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
