Natalie G. Mcintosh

MUNDOVAL CAPITAL MANAGEMENT

La Jolla, CA 92037

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CRD#: 4902141

Professional summary

Natalie Gumina Mcintosh, CFP®, who also goes by Natalie Marie Gumina, is a registered financial advisor currently at MUNDOVAL CAPITAL MANAGEMENT, INC. located in La Jolla, California.

Natalie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Natalie has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Natalie Marie Gumina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT: INDEPENDENT CONTRACTOR SINCE 2005 BLUE SHIELD OF CALIFORNIA. 10 HOURS PER MONTH, NONE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalie Gumina Mcintosh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 14, 2006 - Present

MUNDOVAL CAPITAL MANAGEMENT, INC.

Office #1: 7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037

RIA

CRD#: 132553

La Jolla, CA

Past

March 14, 2005 - June 8, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN DIEGO, CA

Past

February 23, 2005 - June 8, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUNDOVAL CAPITAL MANAGEMENT, INC.

A.Q. JOHNSON & CO., INC. | MUNDOVAL CAPITAL MANAGEMENT, INC.

CRD#: 132553 / SEC#: 801-63477

RIA

Registered Investment Advisory firm - (8/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/14/2006)

IAR

Texas
(3/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/4/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/22/2005

General Securities Representative Examination

Current Firm

MUNDOVAL CAPITAL MANAGEMENT, INC.

A.Q. JOHNSON & CO., INC. | MUNDOVAL CAPITAL MANAGEMENT, INC.

CRD#: 132553 / SEC#: 801-63477

RIA

Registered Investment Advisory firm - (8/30/2004 Approved)

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Contact information

Main Address

7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037

Mailing Address

Phone number

(858) 454-4837

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUNDOVAL CAPITAL MANAGEMENT, INC. ADV PART 2 BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 73,238,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Natalie G. Mcintosh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalie Gumina Mcintosh's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUNDOVAL CAPITAL MANAGEMENT, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MUNDOVAL CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/4/2005

Series 7

Date: 2/22/2005

Current Firm

MUNDOVAL CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUNDOVAL CAPITAL MANAGEMENT, INC.

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