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Christopher E Carril

KEYBANC CAPITAL MARKETS
Boston, MA
·CRD# 4901197·13 years experience

Professional Summary

Christopher E Carril, who also goes by Christopher Emilio Carril, is a registered financial advisor currently at KEYBANC CAPITAL MARKETS INC. located in Boston, Massachusetts. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Emilio Carril

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
225 Franklin Street 26th Floor, Boston, MA 02110
May 21, 2024 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Boston, MA
September 4, 2019 - April 25, 2024
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Boston, MA
June 24, 2015 - August 29, 2019
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
August 22, 2013 - June 24, 2015

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Current Firm

KC
KEYBANC CAPITAL MARKETS INC.

GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.

CRD#: 566 / SEC#: 8-30177
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

127 Public Square, Cleveland, OH 44114

Mailing Address

127 Public Square, Cleveland, OH 44114

Phone Number

(216) 689-0803

Established

Ohio since 05/18/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KEYCORPSOLE SHAREHOLDER—
GILBERT, STACY LEEDIRECTOR5316644
HAYDEN, WILLIAM PATRICKCHIEF COMPLIANCE OFFICER4136632
JANOFSKY, PAULA MARIECHIEF OPERATIONS OFFICER, DIRECTOR2882776
KOVACHICK, MARK ALLANDIRECTOR, CFO5390571
PAINE, ANDREW JACKSON IIIMANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING2450522
PREISER, DOUGLAS WILLIAMCHIEF EXECUTIVE OFFICER, DIRECTOR1690776
SKARDA, JOSEPH BRIELDIRECTOR4288186

Disclosures

Regulatory Event

40

Arbitration

15

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(5/21/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2014About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2013About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher E Carril's CRS (Customer Relationship Summary).

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