Charles T. York
Professional summary
Charles Thomas York, CFP®, who also goes by Charles Thomas York III, Charles York, Charlie York, Charles T York, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Reston, Virginia.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Charles has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Thomas York's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
July 22, 2022 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 12030 Sunset Hills Rd Ste 240, Reston, VA 20191April 12, 2023 - November 15, 2023
GOLDMAN SACHS & CO. LLC
February 15, 2019 - June 28, 2022
BNY MELLON SECURITIES CORPORATION
January 7, 2015 - March 20, 2017
BESSEMER INVESTOR SERVICES, INC.
February 9, 2005 - December 21, 2005
TFC FINANCIAL MANAGEMENT INC
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/6/2024)
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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