JD
Joseph A. Davis
BEAM WEALTH ADVISORS
WEST HAVEN, UT 84401
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CRD#: 4900161
JD
Professional summary
Joseph Andrew Davis, who also goes by Joseph Davis, is a registered financial advisor currently at BEAM WEALTH ADVISORS, INC. located in West Haven, Utah and PURSHE KAPLAN STERLING INVESTMENTS located in West Haven, Utah.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. Davis Financial Holdings, LLC 2. Not investment related 3. Office of Employment Address 4. Real estate holding company for commercial office 5. Owner 6. 3/1/2020 7. 0 hrs/mo 8. 0 hrs during trading 9. Real estate holding company for commercial building occupied by business 10. Rental income is received from tenants 2) 1. Fixed Insurance 2. Investment related 3. Office of employment address 4. Insurance sales 5. self, insurance sales 6. 09/2020 7. 1 hr/mo 8. 0 hrs during trading 9. life & health insurance sales 10. Commissions 3) 1. Davis Schuler & Associates, LLC 2. Not investment related 3. Office of employment address 4. Individual & business tax preparation service 5. owner 6. 1/2016 7. 10 hrs/mo 8. 2 hrs during securities trading 9.As a CDFA I assist attorneys, clients & mediators in understanding the complex financial implications of divorce settlements. Preparing individual, family & business tax returns. Providing IRS representation service. 10. fees are billed for services provided. 4) 1. JADAWS, LCC 2. Not investment related 3. Office of employment address 4. Marketing Company for Davis Financial LLC 5. General Partner 6. 2021 7. 5 hrs/mo 8. 5 hrs during trading 9. Marketing and other expense related items for Davis Financial LLC 10. Compensation is a draw from net income, and issued a K1; 5) 1. BEAM Wealth Advisors, Inc. 2. investment related 3. office of employment address 4. RIA 5. IAR 6. 2015 7. 80 hrs/mo 8. 80 hrs during trading 9. provide advisory services to clients 6) 1. JC Davis Rentals, LLC 2. Not investment related 3. Office of employment address 4. Real estate holding company for residential properties 5. Managing Member-Owner 6. 06/2023 7. 5 hrs/mo 8. 0 hrs during trading 9. Owner and managing member of LLC. Directly responsible for all finances for the entity. LLC is a real estate holding company for residential properties. 7) 1. Davis Clinton, LLC 2. Not investment related 3. Office of employment address 4. Real estate holding company for residential properties 5. Managing Member-Owner 6. 06/2023 7. 5 hrs/mo 8. 0 hrs during trading 9. Owner and managing member of LLC. Directly responsible for all finances for the entity. LLC is a real estate holding company for residential properties. 8) 1. Hunting Athlete LLC 2. Not Investment Related. 3. 901 W 3150 S Syracuse, UT 84401 4. Social Media Influencer 5. Owner 6. 09/01/2023 7. 8 hrs/mo 8. 0 hrs during trading 9. Compensated for social media posts made on various outlets such as Facebook, Instagram, Tiktok, Amazon, etc. Social media posts are primarily about hunting, family & fitness and products associated with those areas. Run website www.huntingathlete.com. Sellers contact me to promote and discuss those items. I may receive a commission if those products sell on various platforms such as Amazon.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Andrew Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2015 - Present
BEAM WEALTH ADVISORS, INC.
Office #1: 4640 South 3500 West Suite 2, West Haven, UT 84401RIA
CRD#: 109867
WEST HAVEN, UT
Current
April 1, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4640 South 3500 West Suite 2, West Haven, UT 84401Office #2: 695 E Main Street Suite E5, Midway, UT 84049BD
CRD#: 35747
West Haven, UT
Past
November 3, 2015 - April 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WEST HAVEN, UT
Past
April 11, 2005 - November 10, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SALT LAKE CITY, UT
Past
March 22, 2005 - November 10, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(4/5/2022)
RR
Montana(4/5/2022)
RR
Oregon(4/5/2022)
IAR
Texas(3/4/2024)
RR
Texas(10/31/2025)
IAR
Utah(11/10/2015)
RR
Utah(4/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
72096 Ramos Avenue Suite D, Covington, LA 70433
Mailing Address
Phone number
(985) 893-1440
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,006 |
| AUM (Assets Under Management) | $ 1,314,316,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEAM WEALTH ADVISORS, INC.
CRD#: 109867West Haven, UT 84401TRUST BUT VERIFY
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