Naureen F. Hassan

DRIVEWEALTH

New York, NY 10005

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CRD#: 4899779

Professional summary

Naureen Fatima Hassan, who also goes by Naureen Hassan, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.

Naureen is registered as a RR (Registered Representative) and started their career in finance in 2005. Naureen has worked at 7 firms and has passed the SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Naureen Hassan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Naureen Fatima Hassan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2025 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005

CRD#: 165429

New York, NY

Past

March 7, 2023 - March 20, 2023

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Past

March 7, 2023 - January 30, 2025

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

October 24, 2022 - January 30, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

April 8, 2016 - April 3, 2020

MORGAN STANLEY

CRD#: 149777

SAN FRANCISCO, CA

Past

February 5, 2015 - February 18, 2016

OPTIONSXPRESS, INC.

CRD#: 103849

SAN FRANCISCO, CA

Past

March 20, 2012 - February 18, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

Past

June 8, 2005 - May 19, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/9/2005

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: , 8-69161

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DRIVEWEALTH HOLDINGS, INC.	SOLE MEMBER
BLANGIARDO, ALESSIO	FINANCIAL & OPERATIONS PRINCIPAL	5600541
ILARIO, ANTHONY	COO	2262100
LAMKE, JAMES DANIEL	CHIEF COMPLIANCE OFFICER	1418047
PALAPARTHI, VENU MADHAV	CHIEF EXECUTIVE OFFICER	2437777
POND, ERIC	ROSFP	6069469
QUINONES, VINCENT JOSEPH	HEAD OF EXECUTION SERVICES	4308610

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Naureen F. Hassan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Naureen Fatima Hassan's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS ASSET MANAGEMENT (US) INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

OPTIONSXPRESS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2005

Series 24

Date: 8/9/2005

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

DRIVEWEALTH, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DRIVEWEALTH, LLC

TRUST BUT VERIFY

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