Lori Dunn Mayfield
Professional Summary
Lori Dunn Mayfield, who also goes by Lori Adrienne Dunn, is a registered financial advisor currently at H & L EQUITIES, LLC located in Atlanta, Georgia. Lori is registered as a RR (Registered Representative) and started their career in finance in 2005. Lori has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lori Adrienne Dunn
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
H & L EQUITIES, LLC
Contact Information
Main Address
1175 Peachtree St., Ne Suite 2200, Atlanta, GA 30361-6206Mailing Address
1175 Peachtree St., Ne Suite 2200, Atlanta, GA 30361-6206Phone Number
(404) 892-3300Established
Georgia since 06/01/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/21/2019)
(8/20/2010)
(8/14/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lori Dunn Mayfield's CRS (Customer Relationship Summary).
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