Paul Stephen Caron
Professional Summary
Paul Stephen Caron, who also goes by Paul S Caron, Paul Stephen Caron, Paul Caron, is a registered financial advisor currently at H & L EQUITIES, LLC located in Atlanta, Georgia. Paul is registered as a RR (Registered Representative) and started their career in finance in 1997. Paul has worked at 13 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul S Caron, Paul Stephen Caron, Paul Caron
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
H & L EQUITIES, LLC
Contact Information
Main Address
1175 Peachtree St., Ne Suite 2200, Atlanta, GA 30361-6206Mailing Address
1175 Peachtree St., Ne Suite 2200, Atlanta, GA 30361-6206Phone Number
(404) 892-3300Established
Georgia since 06/01/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/11/2024)
(10/28/2022)
(6/10/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Aug 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Stephen Caron's CRS (Customer Relationship Summary).
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