Josh Kent Lederer
Professional Summary
Josh Kent Lederer is a registered financial advisor currently at FALLBROOK CAPITAL SECURITIES CORP. located in Calabasas, California. Josh is registered as a RR (Registered Representative) and started their career in finance in 2005. Josh has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CALABASAS CAPITAL | FALLBROOK CAPITAL SECURITIES CORP. | FALLBROOK CAPITAL CORPORATION
Contact Information
Main Address
26610 Agoura Road Suite 120, Calabasas, CA 91302Mailing Address
26610 Agoura Road Suite 120, Calabasas, CA 91302Phone Number
(818) 657-6100Established
Florida since 08/04/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/18/2005)
(5/19/2022)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(3/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Josh Kent Lederer's CRS (Customer Relationship Summary).
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