DH
Dustin J. Hughes
360 FINANCIAL PARTNERS
Mount Pleasant, SC 29464
Some features on this profile are disabled
CRD#: 4898759
DH
Professional summary
Dustin Joseph Hughes is a registered financial advisor currently at 360 FINANCIAL PARTNERS, LLC located in Mount Pleasant, South Carolina and STONEX SECURITIES INC. located in Mt. Pleasant, South Carolina.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Dustin has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 360 Financial Partners, LLC 1081 Johnnie Dodds Blvd, Suite 100 Mount Pleasant, SC 29464 Nature of Business: 360 Financial Partners is a Registered Investment Adviser, and we also sell some insurances through 360 FP. Investment Related: Yes Business Position: Partner and Investment Advisor Representative Business Duties: Insurance sales Asset Management Financial Planning Consulting Business Start Date: 07/01/2006 Approximately 160 hours spent on this OBA monthly, with 6.5 during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Joseph Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2014 - Present
360 FINANCIAL PARTNERS, LLC
Office #1: 1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464RIA
CRD#: 169280
Mount Pleasant, SC
Current
April 21, 2014 - Present
STONEX SECURITIES INC.
Office #1: 1081 Johnnie Dodds Blvd Suite 100, Mt. Pleasant, SC 29464BD
CRD#: 18456
Mt. Pleasant, SC
Past
August 17, 2006 - April 23, 2014
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
MT. PLEASANT, SC
Past
August 8, 2006 - April 23, 2014
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
MT. PLEASANT, SC
Past
March 10, 2005 - August 10, 2006
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
DANIEL ISLAND, SC
Past
February 1, 2005 - August 10, 2006
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
DANIEL ISLAND, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3F
360 FINANCIAL PARTNERS, LLC
360 FINANCIAL PARTNERS, LLC
CRD#: 169280 / SEC#: 801-123075
RIA
Registered Investment Advisory firm - (1/19/2022 Approved)Florida
Registered Investment Advisory firm - (3/17/2022 Terminated)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)South Carolina
Registered Investment Advisory firm - (3/17/2022 Terminated)Texas
Registered Investment Advisory firm - (3/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2017)
RR
Arizona(4/21/2017)
RR
Arkansas(5/19/2016)
RR
California(10/21/2025)
RR
District of Columbia(5/20/2021)
RR
Florida(4/21/2014)
RR
Georgia(4/21/2014)
RR
Illinois(4/21/2014)
RR
Kentucky(8/11/2021)
RR
Louisiana(4/21/2014)
RR
Massachusetts(4/21/2014)
RR
Michigan(4/21/2014)
RR
Missouri(4/21/2014)
RR
Nevada(1/2/2018)
RR
New York(4/21/2014)
RR
North Carolina(4/21/2014)
RR
South Carolina(4/21/2014)
IAR
South Carolina(6/30/2014)
RR
Tennessee(4/21/2014)
RR
Texas(5/14/2014)
IAR
Texas(1/26/2017)
RR
Utah(4/21/2014)
RR
Virginia(4/21/2014)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
3F
360 FINANCIAL PARTNERS, LLC
360 FINANCIAL PARTNERS, LLC
CRD#: 169280 / SEC#: 801-123075
RIA
Registered Investment Advisory firm - (1/19/2022 Approved)Florida
Registered Investment Advisory firm - (3/17/2022 Terminated)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)South Carolina
Registered Investment Advisory firm - (3/17/2022 Terminated)Texas
Registered Investment Advisory firm - (3/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 216-1077
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 159,178,997 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
