Nathan A. Aslesen
Professional summary
Nathan Andrew Aslesen, who also goes by Nate Aslesen, Nattan Andrew Aslesen, is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Chicago, Illinois.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Nathan has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Andrew Aslesen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2020 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 101 N. Wacker Drive Suite 604, Chicago, IL 60606May 18, 2015 - March 2, 2020
STILLPOINT CAPITAL, LLC
May 16, 2007 - August 30, 2010
MACQUARIE CAPITAL (USA) INC.
June 2, 2006 - April 18, 2007
GIULIANI CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2020)
(2/25/2020)
Exams
Series 79TO
Date: 6/24/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
