Terrance D. Oconnell
Professional summary
Terrance Daniel Oconnell, who also goes by Terry O'connell, is a registered financial professional currently at IEX DAP LLC located in New York, New York and IEX SERVICES LLC located in New York, New York.
Terrance is registered as a RR (Registered Representative) and started their career in finance in 2021. Terrance has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrance Daniel Oconnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2022 - Present
IEX DAP LLC
Office #1: 3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007Office #2: 3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007May 11, 2023 - Present
IEX SERVICES LLC
Office #1: 3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007April 15, 2021 - April 2, 2023
IEX SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IEX SERVICES LLC
CRD#: 167872 / SEC#: , 8-69280
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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