James T. Nagle
Professional summary
James Thomas Nagle is a registered financial professional currently at LIGHTPATH CAPITAL, INC located in Southlake, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Thomas Nagle's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2019 - Present
LIGHTPATH CAPITAL, INC
Office #1: 1560 E. Southlake Blvd., Suite 100, Southlake, TX 76092December 18, 2018 - July 9, 2019
WOODBURY FINANCIAL SERVICES, INC.
May 23, 2012 - March 14, 2019
SILBER BENNETT FINANCIAL, INC.
December 16, 2005 - April 26, 2010
EMPIRE SECURITIES CORPORATION
October 19, 2005 - December 9, 2005
BURCH & COMPANY, INC
January 28, 2005 - November 1, 2005
EMPIRE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(7/5/2019)
(4/8/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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