Benjamin Melvin Schick
Professional Summary
Benjamin Melvin Schick is a registered financial advisor currently at COBALT CAPITAL, INC. located in Lake Mary, Florida. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
Current Firm
COBALT CAPITAL, INC.
Contact Information
Main Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746Mailing Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746Phone Number
(407) 649-3150Established
Florida since 03/18/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
State Registrations and Notice Filings
(1/4/2006)
(3/2/2026)
(4/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 2005About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jul 2009About the Series 39 examSRO Registrations
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Melvin Schick's CRS (Customer Relationship Summary).
Similar Advisors
FISCAL WISDOM WEALTH MANAGEMENT LLC
KJH FINANCIAL SERVICES
GREAT POINT CAPITAL LLC
LPL FINANCIAL LLC