AB
Adam Beveridge
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mansfield, OH 44901
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CRD#: 4897111
AB
Professional summary
Adam Beveridge, AIF®, who also goes by Adam Michael Beveridge, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mansfield, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Mansfield, Ohio.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Michael Beveridge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/15/2023 2. ESB W&I LLC, 111 Park Avenue East, Mansfield OH 44901, United States, 04/2023, Owner, DBA Name, Investment Related, 160 HR/MO, 150 HR/MO Trading 3. ESB W&I LLC, 111 Park Avenue East, Mansfield OH 44901, United States, 04/2023, Agent, DBA Name, Investment Related, 10 HR/MO, 2 HR/MO Trading
CRS (Client Relationship Summary) - RIA
Click below to view Adam Beveridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 15, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 111 Park Avenue East, Mansfield, OH 44901RIA
CRD#: 134139
Mansfield, OH
Current
February 15, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 111 Park Ave E, Mansfield, OH 44901BD
CRD#: 39543
Mansfield, OH
Past
November 30, 2018 - February 15, 2023
INVICTA CAPITAL LLC
BD
CRD#: 288101
Federal Way, WA
Past
November 15, 2018 - February 15, 2023
INVICTA ADVISORS LLC
RIA
CRD#: 298868
Federal Way, WA
Past
February 2, 2018 - November 29, 2018
TRUSTMONT ADVISORY GROUP, INC.
RIA
CRD#: 106015
Tacoma, WA
Past
December 15, 2016 - November 29, 2018
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
GREENSBURG, PA
Past
April 12, 2016 - December 23, 2020
ESB WEALTH MANAGEMENT, LLC
RIA
CRD#: 281835
MANSFIELD, OH
Past
August 25, 2014 - January 2, 2015
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
MANSFIELD, OH
Past
August 13, 2014 - April 12, 2016
ESB WEALTH MANAGEMENT, LLC
RIA
CRD#: 154889
MANSFIELD, OH
Past
September 30, 2009 - August 20, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
MANSFIELD, OH
Past
June 29, 2007 - August 20, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MANSFIELD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/24/2023)
RR
Florida(2/15/2023)
RR
Idaho(2/15/2023)
RR
Illinois(5/24/2023)
RR
Iowa(5/24/2023)
RR
New Mexico(5/24/2023)
RR
New York(11/13/2024)
RR
North Carolina(6/27/2023)
RR
Ohio(2/15/2023)
IAR
Ohio(2/15/2023)
RR
Pennsylvania(5/24/2023)
RR
Vermont(2/15/2023)
RR
Washington(2/15/2023)
RR
Wisconsin(5/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Mansfield, OH 44901TRUST BUT VERIFY
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