Konstantinos Dafoulas
Professional Summary
Konstantinos Dafoulas, who also goes by Konstantino Dafoulas, Kostas Dafoulas, is a registered financial advisor currently at CAPCONNECT EMARKETS, LLC located in Phoenix, Arizona. Konstantinos is registered as a RR (Registered Representative) and started their career in finance in 2005. Konstantinos has worked at 3 firms and has passed the Series 66, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Konstantino Dafoulas, Kostas Dafoulas
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CAPCONNECT EMARKETS, LLC | CAPCONNECT+ EMARKETS, LLC | CAPCONNECT+ EMARKETS
Contact Information
Main Address
3103 W. Zachary Dr., Phoenix, AZ 85027Mailing Address
3103 W. Zachary Dr., Phoenix, AZ 85027Phone Number
(818) 657-0288Established
Delaware since 07/27/2020Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Konstantinos Dafoulas's CRS (Customer Relationship Summary).
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