Kirk E. Loerwald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Edmund Loerwald, CFP®, who also goes by Kirk E Loerwald, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2005. Kirk had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - July 11, 2018
FIRST COMMAND ADVISORY SERVICES
July 14, 2015 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
July 14, 2015 - July 11, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
May 14, 2013 - April 8, 2014
LEVEL FOUR ADVISORY SERVICES
May 10, 2013 - April 8, 2014
LPL FINANCIAL LLC
May 12, 2011 - May 13, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
July 30, 2008 - April 25, 2011
STATE FARM VP MANAGEMENT CORP.
January 31, 2005 - November 28, 2007
STATE FARM VP MANAGEMENT CORP.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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