Kim C. Agosto
Professional summary
Kim Courtney Agosto, who also goes by Kim Courtney Mahaney, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Arlington, Virginia.
Kim is registered as a RR (Registered Representative) and started their career in finance in 2011. Kim has worked at 1 firm and has passed the SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kim Courtney Agosto's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2011 - Present
B. RILEY SECURITIES, INC.
Office #1: 1300 N 17th Street Suite 1300, Arlington, VA 22209State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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