Matthew N. Gullick

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CRD#: 4896198

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Nelson Gullick was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 9, 2014 - October 9, 2015

SITUS CAPITAL MANAGEMENT LLC

CRD#: 159007

Houston, TX

Past

April 5, 2011 - June 8, 2012

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

April 5, 2011 - June 8, 2012

E*TRADE SECURITIES LLC

CRD#: 29106

HOUSTON, TX

Past

July 14, 2010 - April 4, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HOUSTON, TX

Past

July 14, 2010 - April 4, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HOUSTON, TX

Past

March 31, 2010 - July 2, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

HOUSTON, TX

Past

June 8, 2009 - December 23, 2009

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

HOUSTON, TX

Past

October 5, 2007 - February 18, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HOUSTON, TX

Past

September 20, 2007 - February 18, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HOUSTON, TX

Past

May 25, 2006 - April 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

February 6, 2006 - April 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOUSTON, TX

Past

April 1, 2005 - January 12, 2006

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/8/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/31/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SITUS CAPITAL MANAGEMENT LLC

SITUS CAPITAL MANAGEMENT LLC | TFO CAPITAL LLC

CRD#: 159007 / SEC#: , 8-68956

Terminated by SEC on 10/02/2018

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 08/11/2011

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SITUS GROUP, LLC	OWNER
BALTOVSKI, ALEXANDER	FINANCIAL AND OPERATIONS PRINCIPAL	2350828
DEGENNARO, MARK	MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER	4175998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew N. Gullick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

GUARANTY BROKERAGE SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2006

Series 63

Date: 9/8/2005

SIE

Date: 10/9/2015

Series 7

Date: 2/21/2006

Series 6

Date: 3/31/2005

Current Firm

SITUS CAPITAL MANAGEMENT LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

SITUS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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