Jeffrey C. Wolman

WWM ADVISORY

Culver City, CA 90230

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CRD#: 4895490

Professional summary

Jeffrey Charles Lloyd Wolman, who also goes by Jeffrey C.l. Wolman, Jeffrey Charles Wolman, is a registered financial advisor currently at WWM ADVISORY INC. located in Culver City, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey C.l. Wolman | Jeffrey Charles Wolman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I DO BUSINESS MANAGEMENT PRIMARILY FOR PEOPLE IN THE ENTERTAINMENT BUSINESS. THIS SERVICE IS ALSO PROVIDED AS PRESIDENT OF WOLMAN WEALTH MANAGEMENT. INVESTMENT ADVISORY SERVICES IS OFFERED AS PART OF THE PACKAGE OF SERVICES CLIENTS AVAIL THEMSELVES OF IN THE COURSE OF THEIR ENGAGEMENT WITH ME. I DEVOTE APPROXIMATELY 20% OF MY TIME TO INVESTMENT ADVISORY SERVICES AND THE REST OF THE TIME TO BUSINESS MANAGEMENT SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Lloyd Wolman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2011 - Present

WWM ADVISORY INC.

Office #1: 4208 Overland Avenue, Culver City, CA 90230

RIA

CRD#: 133611

Culver City, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WWM ADVISORY INC.

JEFFREY CHARLES LLOYD WOLMAN | WWM ADVISORY INC. | WOLMAN, JEFFREY C.L. | WOLMAN WEALTH MANAGEMENT, INC. | WOLMAN WEALTH MANAGEMENT, INC

CRD#: 133611 / SEC#: 801-119043

RIA

Registered Investment Advisory firm - (7/30/2020 Approved)

California

Registered Investment Advisory firm - (8/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/13/2011)

IAR

New York
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2011

Uniform Investment Adviser Law Examination

Current Firm

WWM ADVISORY INC.

JEFFREY CHARLES LLOYD WOLMAN | WWM ADVISORY INC. | WOLMAN, JEFFREY C.L. | WOLMAN WEALTH MANAGEMENT, INC. | WOLMAN WEALTH MANAGEMENT, INC

CRD#: 133611 / SEC#: 801-119043

RIA

Registered Investment Advisory firm - (7/30/2020 Approved)

California

Registered Investment Advisory firm - (8/30/2020 Terminated)

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Contact information

Main Address

4208 Overland Avenue, Culver City, CA 90230

Mailing Address

4208 Overland Avenue, Culver City, CA 90230

Phone number

(310) 234-1992

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 - FIRM BROCHURE (ADV PART 2A & B) (7/29/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 230,072,645

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/31/2025	Cover Page	Report
02/14/2025	Cover Page	Report
05/13/2024	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey C. Wolman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Lloyd Wolman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WWM ADVISORY INC.

Primary Firm SEC Registration

WWM ADVISORY INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2011

Current Firm

WWM ADVISORY INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WWM ADVISORY INC.

TRUST BUT VERIFY

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