Rickey D. Bellew

LPL ENTERPRISE

SWANSEA, IL 62226

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CRD#: 4895077

Professional summary

Rickey D Bellew Jr, who also goes by Jr Bellew, Rick Bellew Jr, Rickey D Bellew, Rickey Darell Bellew Jr, Rickey Darell Bellew Jr., Rickey Bellew, Rickey D Ward-bellew Jr, Rickey Darell Ward-bellew Jr, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Swansea, Illinois.

Rickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Rickey has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rickey D Bellew Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Rickey D Bellew Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 221 W Pointe Dr, Swansea, IL 62226

RIA

CRD#: 8733

SWANSEA, IL

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 221 W Pointe Dr, Swansea, IL 62226

RIA

CRD#: 8733

SWANSEA, IL

Past

October 25, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Swansea, IL

Past

October 25, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Swansea, IL

Past

October 9, 2019 - October 28, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN CARBON, IL

Past

September 30, 2019 - October 28, 2022

LPL FINANCIAL LLC

CRD#: 6413

GLEN CARBON, IL

Past

February 15, 2019 - October 1, 2019

EDWARD JONES

RIA

CRD#: 250

VANCOUVER, WA

Past

February 15, 2019 - October 1, 2019

EDWARD JONES

CRD#: 250

VANCOUVER, WA

Past

May 25, 2017 - February 15, 2019

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

March 17, 2016 - May 15, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

March 15, 2016 - May 15, 2017

SCOTTRADE, INC.

CRD#: 8206

ST LOUIS, MO

Past

May 23, 2011 - March 8, 2016

EDWARD JONES

RIA

CRD#: 250

ALTON, IL

Past

April 21, 2011 - March 8, 2016

EDWARD JONES

CRD#: 250

ALTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(11/14/2024)

Florida
(11/15/2024)

Georgia
(11/14/2024)

Illinois
(11/14/2024)

IAR

Illinois
(11/14/2024)

Indiana
(11/14/2024)

Missouri
(11/14/2024)

IAR

Missouri
(11/14/2024)

North Carolina
(11/14/2024)

Oregon
(12/18/2024)

South Carolina
(11/14/2024)

Washington
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rickey D. Bellew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rickey D Bellew Jr's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Rickey D Bellew Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

FISHER INVESTMENTS

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2011

SIE

Date: 5/15/2017

Series 7

Date: 4/20/2011

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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