Paul F. Paxton

SUMMIT GLOBAL INVESTMENTS

St. George, UT

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CRD#: 4894203

Professional summary

Paul Franklin Paxton is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in St. George, Utah and EQUITY SERVICES, INC. located in St George, Utah.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SUMMIT GLOBAL INVESTMENTS, LLC. - 35 S 400 W SUITE 308 ST GEORGE UT. INV REL. NOV 2023. INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - DURING TRADE HRS. 2.) PAUL PAXTON - 35 S 400 W SUITE 308 ST GEORGE UT. INV REL. NOV 2023. AGENT - NON-VARIABLE INSURANCE MARKETING AND SALES- DURING TRADE HRS. 3.) PAXTON FINANCIAL MANAGMENT - 2787 S 2170 E ST GEORGE UT. NOT INV REL. JUN 2009. OWNER/PRESIDENT - PASS THROUGH FOR TAX PURPOSES NO PUBLIC CONTACT - NOT DURING TRADE HRS. 4.) CARVANA PPA TOUR -DALLAS TX/LOCATIONS AROUND COUNTRY. NOT INV REL. JAN 2023. PAID VOLUNTEER OPERATIONS - PRO PICKLEBALL TOUR - DURING SOME TRADE HRS. 5.) SUMMIT GLOBAL PRIVATE WEALTH - 35 S 400 W SUITE 308 ST GEORGE UT. INV REL. NOV 2023. FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Franklin Paxton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2023 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

RIA

CRD#: 157091

St. George, UT

Current

September 2, 2025 - Present

EQUITY SERVICES, INC.

Office #1: 35 S 400 W Suite 308, St George, UT 84770

RIA

CRD#: 265

ST GEORGE, UT

Past

December 5, 2023 - October 30, 2024

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

ST. GEORGE, UT

Past

January 25, 2022 - November 14, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST GEORGE, UT

Past

January 24, 2022 - November 14, 2023

LPL FINANCIAL LLC

CRD#: 6413

ST GEORGE, UT

Past

January 6, 2012 - February 2, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ST. GEORGE, UT

Past

January 6, 2012 - February 2, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. GEORGE, UT

Past

March 21, 2007 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

ST. GEORGE, UT

Past

June 29, 2005 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

ST. GEORGE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/2/2025)

IAR

Colorado
(11/17/2023)

Colorado
(9/2/2025)

Iowa
(9/26/2025)

IAR

Nebraska
(2/14/2025)

IAR

Nevada
(11/20/2023)

Nevada
(9/2/2025)

Oregon
(9/26/2025)

Pennsylvania
(9/2/2025)

IAR

Texas
(2/14/2025)

IAR

Utah
(11/9/2023)

Utah
(9/2/2025)

Wyoming
(9/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/9/2011

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul F. Paxton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Franklin Paxton's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2007

Series 63

Date: 7/12/2005

SIE

Date: 10/1/2018

Series 6

Date: 6/27/2005

Series 26

Date: 5/9/2011

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

Contact information

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