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KN

Kimberly R. Nelson

COASTAL BRIDGE ADVISORS
LOS ANGELES, CA 90067
Some features on this profile are disabled
CRD#: 4893245
KN

Professional summary

Kimberly Rae Nelson, who also goes by Kim Rae Nelson, Kimmie Rae Nelson, is a registered financial advisor currently at COASTAL BRIDGE ADVISORS located in Los Angeles, California.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kimberly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kim Rae Nelson | Kimmie Rae Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Rae Nelson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2016 - Present

COASTAL BRIDGE ADVISORS

Office #1: 1800 Century Park East Suite 100, Los Angeles, CA 90067
RIA
CRD#: 152569
LOS ANGELES, CA
Past

May 13, 2011 - September 9, 2016

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CENTURY CITY, CA
Past

May 13, 2011 - September 9, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CENTURY CITY, CA
Past

December 14, 2005 - May 17, 2011

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LOS ANGELES, CA
Past

December 14, 2005 - May 17, 2011

OPPENHEIMER & CO. INC.

BD
CRD#: 249
LOS ANGELES, CA
Past

February 24, 2005 - December 12, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
BEVERLY HLS, CA
Past

February 4, 2005 - December 12, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
COASTAL BRIDGE ADVISORS
COASTAL BRIDGE ADVISORS | LLBH PRIVATE WEALTH MANAGEMENT, LLC | COASTAL BRIDGE ADVISORS, LLC

CRD#: 152569 / SEC#: 801-70943

RIA
Registered Investment Advisory firm - (12/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/20/2016)
IAR
Nevada
(1/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/9/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2005
General Securities Representative Examination

Current Firm

CB
COASTAL BRIDGE ADVISORS
COASTAL BRIDGE ADVISORS | LLBH PRIVATE WEALTH MANAGEMENT, LLC | COASTAL BRIDGE ADVISORS, LLC

CRD#: 152569 / SEC#: 801-70943

RIA
Registered Investment Advisory firm - (12/1/2009 Approved)
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Contact information

Main Address
54 Wilton Road 1st Floor, Westport, CT 06880
Mailing Address
Phone number
(203) 683-1530
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COASTAL BRIDGE ADVISORS DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts9,000
AUM (Assets Under Management)$ 4,595,660,113

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
07/15/2024
Cover Page
Report
11/13/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COASTAL BRIDGE ADVISORS

CRD#: 152569Los Angeles, CA 90067

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