Heidy Pardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidy Pardo was a registered financial professional .
Heidy is a previously registered financial professional and started their career in finance in 2008. Heidy had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2025 - February 12, 2026
BOLTON GLOBAL CAPITAL
July 21, 2025 - December 12, 2025
CITIGROUP GLOBAL MARKETS INC.
January 30, 2020 - February 19, 2025
BCI SECURITIES, INC.
December 20, 2019 - February 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2019 - February 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 20, 2019 - November 14, 2019
BOREAL CAPITAL SECURITIES LLC
May 17, 2017 - April 17, 2019
INSIGNEO SECURITIES, LLC
May 15, 2015 - May 12, 2017
ITAU INTERNATIONAL SECURITIES INC.
March 15, 2011 - February 23, 2015
J.P. MORGAN SECURITIES LLC
December 17, 2008 - February 22, 2011
EFG CAPITAL INTERNATIONAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOLTON GLOBAL CAPITAL
CRD#: 15650 / SEC#: , 8-33222
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
| Bond | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
