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ST

Steven J. Tait

MARKETAXESS
New York, NY 10001
Some features on this profile are disabled
CRD#: 4892744
ST

Professional summary

Steven J Tait, who also goes by Steve Tait Mr, Steve Tait, Steven Tait, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2005. Steven has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Tait Mr | Steve Tait | Steven Tait

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven J Tait's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 23, 2024 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001
BD
CRD#: 44542
New York, NY
Past

October 1, 2008 - October 18, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

January 14, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/7/2025)
RR
Alaska
(5/7/2025)
RR
Arizona
(5/7/2025)
RR
Arkansas
(5/7/2025)
RR
California
(5/7/2025)
RR
Colorado
(5/7/2025)
RR
Connecticut
(5/7/2025)
RR
Delaware
(5/7/2025)
RR
District of Columbia
(5/7/2025)
RR
Florida
(5/7/2025)
RR
Georgia
(5/7/2025)
RR
Hawaii
(5/7/2025)
RR
Idaho
(5/7/2025)
RR
Illinois
(5/7/2025)
RR
Indiana
(5/7/2025)
RR
Iowa
(5/7/2025)
RR
Kansas
(5/7/2025)
RR
Kentucky
(5/7/2025)
RR
Louisiana
(5/7/2025)
RR
Maine
(5/30/2025)
RR
Maryland
(5/7/2025)
RR
Massachusetts
(5/7/2025)
RR
Michigan
(5/7/2025)
RR
Minnesota
(5/7/2025)
RR
Mississippi
(5/7/2025)
RR
Missouri
(5/7/2025)
RR
Montana
(5/7/2025)
RR
Nebraska
(5/7/2025)
RR
Nevada
(5/7/2025)
RR
New Jersey
(5/7/2025)
RR
New Mexico
(5/7/2025)
RR
New York
(10/23/2024)
RR
North Carolina
(5/7/2025)
RR
North Dakota
(5/7/2025)
RR
Ohio
(5/8/2025)
RR
Oklahoma
(5/7/2025)
RR
Oregon
(5/7/2025)
RR
Pennsylvania
(5/7/2025)
RR
Rhode Island
(5/7/2025)
RR
South Carolina
(5/7/2025)
RR
South Dakota
(5/7/2025)
RR
Tennessee
(5/7/2025)
RR
Texas
(5/7/2025)
RR
Utah
(5/7/2025)
RR
Virgin Islands
(5/7/2025)
RR
Virginia
(5/7/2025)
RR
Washington
(5/7/2025)
RR
West Virginia
(5/7/2025)
RR
Wisconsin
(5/7/2025)
RR
Wyoming
(5/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/21/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/25/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/14/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB

CRD#: 44542 / SEC#: , 8-50727

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Phone number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER6980135
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKETAXESS CORPORATION

CRD#: 44542New York, NY 10001

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