NS
Nathan M. Schultz
THE HUNTINGTON INVESTMENT COMPANY
Medina, OH 44256
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CRD#: 4890688
NS
Professional summary
Nathan Michael Schultz is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Medina, Ohio.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nathan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)KENNARD INSURANCE AGENCY, 5250 TRANSPORTATION BLVD STE 100, GARFIELD HTS OH 44125: LLC, NATURE OF BUS: INSURANCE AGENCY, TITLE: INSURANCE AGENT, DUTIES: SALES/SERVICE, TIME SPENT: <5%, COMPENSATION: COMMISSIONS 2)Notary Nature of Business: Notary Investment Related: Non-Investment Related Title: Notary Start Date: 10/28/2010 Duties: Notarize Documents Hours Devoted to Business: less than 1 Hours Devoted to Business during Market Hours: less than 1
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Michael Schultz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Michael Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2023 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Montville 3460 Medina Road, Medina, OH 44256RIA
BD
CRD#: 16986
Medina, OH
Current
February 15, 2023 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Montville 3460 Medina Road, Medina, OH 44256RIA
BD
CRD#: 16986
Medina, OH
Past
January 30, 2015 - February 16, 2023
STONEX ADVISORS INC.
RIA
CRD#: 174182
Bath, OH
Past
September 12, 2014 - February 16, 2023
STONEX SECURITIES INC.
BD
CRD#: 18456
BATH, OH
Past
May 13, 2009 - January 30, 2015
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
RICHFIELD, OH
Past
May 12, 2009 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
RICHFIELD, OH
Past
February 14, 2005 - May 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
COLUMBUS, OH
Past
February 9, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 9, 2005 - May 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2023)
RR
Florida(3/7/2023)
RR
Kentucky(3/10/2023)
RR
North Carolina(3/14/2023)
RR
Ohio(2/16/2023)
IAR
Ohio(2/17/2023)
RR
Pennsylvania(3/10/2023)
RR
South Carolina(3/10/2023)
RR
Washington(9/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
