Chaz R. Price
THE RETIREMENT GUYS FORMULA
Maumee, OH 43537
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CRD#: 4890676
Professional summary
Chaz Robert Price, CFP®, who also goes by Chaz R. Price, Chaz R Price, is a registered financial advisor currently at THE RETIREMENT GUYS FORMULA located in Maumee, Ohio.
Chaz is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Chaz has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chaz R. Price | Chaz R Price
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CU Specialists, investment related, Maumee, OH, Insurance Agent, Start Date 02/2020, approximately 5-10 hours/month with approximately 5-10 hours/month during securities trading hours, licensed for the purpose of putting together complete financial plans for clients including annuities or life insurance 2) Retirement Guys Formula; Investment related; Start Date: 02/2020; Investment Advisor Rep 3) Insurance Agent; America's Retirement Headquarters; Start Date: 2/18/2020 4) Customer Retirement Planners, LLC; Not investment related; Waterville, OH; Single-member owner; Marketing, consultation, and business succession planning; Start date 03/23/2023; Approximately 10 hours/month devoted to this business with all hours outside of securities trading hours; Consulting with other financial advisors regarding various marketing strategies, business succession planning, and general business matters.
CRS (Client Relationship Summary) - RIA
Click below to view Chaz Robert Price's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
February 24, 2020 - Present
THE RETIREMENT GUYS FORMULA
Office #1: 1700 Woodlands Drive, Maumee, OH 43537RIA
CRD#: 168561
Maumee, OH
Past
March 19, 2020 - August 23, 2022
PEAK BROKERAGE SERVICES, LLC
BD
CRD#: 157045
Maumee, OH
Past
February 4, 2019 - January 20, 2020
TFO WEALTH PARTNERS
RIA
CRD#: 124407
MAUMEE, OH
Past
May 1, 2013 - January 22, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
TOLEDO, OH
Past
April 29, 2013 - January 22, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
TOLEDO, OH
Past
November 18, 2009 - April 30, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
TOLEDO, OH
Past
November 13, 2009 - April 30, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
TOLEDO, OH
Past
January 1, 2005 - November 13, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
TOLEDO, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(2/24/2020)
IAR
Ohio(2/25/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Woodlands Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 842-0550
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991 |
| AUM (Assets Under Management) | $ 300,603,838 |
Red Flags
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Company Information
THE RETIREMENT GUYS FORMULA
CRD#: 168561Maumee, OH 43537TRUST BUT VERIFY
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