ED
Eugene H. Donnelly
ON INVESTMENT MANAGEMENT CO
FT. WAYNE, IN 46807
Some features on this profile are disabled
CRD#: 4889572
ED
Professional summary
Eugene Henry Donnelly III, who also goes by Eugene Donnelly III, Eugene Donnelly, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Ft. Wayne, Indiana and THE O.N. EQUITY SALES COMPANY located in Ft Wayne, Indiana.
Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Eugene has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eugene Donnelly Iii | Eugene Donnelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Donnelly & Co; not investment related; 2410 Broadway, Fort Wayne, IN 46807;
selling insurance, term, whole life, univeral life and medigap policies; agent; 01/01/2006-present; 160 hours/month (150 during market hours); contacting clients, assessing their needs, finding insurance products for those needs and facilitating completion of sale.2). Songwriter; 2410 Broadway, Fort Wayne, IN 46807; sole proprietor writer; not investment related; 4 hours/month (0 during market hours); writing and recording music to license and sell for profit.
3). Eugene Donnelly III; Not investment related; 2410 Broadway, Fort Wayne, IN 46807; Selling personal used guitar equipment; sole proprietor; 08/28/2018-present; 2 hours/month (2 during securities trading hours); Liquidating personal hobby guitar equipment, cumulatively at a loss.
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Henry Donnelly III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2016 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2410 Broadway, Ft. Wayne, IN 46807RIA
CRD#: 105662
FT. WAYNE, IN
Current
March 1, 2016 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2410 Broadway, Ft Wayne, IN 46807BD
CRD#: 2936
Ft Wayne, IN
Past
April 28, 2006 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FT WAYNE, IN
Past
January 17, 2005 - March 10, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2023)
RR
Florida(1/3/2023)
RR
Illinois(1/3/2023)
IAR
Illinois(1/3/2023)
RR
Indiana(4/19/2016)
IAR
Indiana(5/12/2016)
RR
Michigan(1/3/2023)
IAR
Michigan(1/6/2023)
RR
North Carolina(1/3/2023)
IAR
North Carolina(1/9/2023)
RR
Ohio(8/8/2017)
IAR
Ohio(8/10/2021)
RR
South Carolina(1/3/2023)
RR
Texas(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
