CM
Christopher B. Marlin
ON INVESTMENT MANAGEMENT CO
Greenwood, CO 80111
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CRD#: 4889526
CM
Professional summary
Christopher Bradley Marlin, CFP®, who also goes by Christopher Marlin, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Greenwood, Colorado and THE O.N. EQUITY SALES COMPANY located in Cincinnati, Ohio.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 5 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Marlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)COLORADO FINANCIAL ADVISORS; NOT INVESTMENT RELATED; 8400 E. Prentice Ave, Suite 800 GREENWOOD VILLAGE, CO 80111; LIFE INSURANCE SALES; AGENT; 01/01/2015-PRESENT; 100 hours/month; (80 hours during securities trading hours); SALE OF TERM LIFE, WHOLE LIFE & UNIVERISAL LIFE INSURANCE DiSABILITY INCOME and annuities. 2) Ebay; not investment related; 92220 Red Primrose Street Franktown CO 80116; Collectible & Hobby items; 11/22/2021; 10 hours/month ( 0 during security hours); purchasing and selling collectible items such as vintage sports cards 3) MBCDN; not investment related; 9220 Red Primrose Street Franktown CO 80116; passive real estate; 11/22/2021; 0 hours/month; no duties
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Bradley Marlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
February 6, 2015 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8400 E. Prentice Ave Suite 1360, Greenwood, CO 80111RIA
CRD#: 105662
Greenwood, CO
Current
February 6, 2015 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: One Financial Way, Cincinnati, OH 45242BD
CRD#: 2936
Cincinnati, OH
Past
May 28, 2013 - December 31, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
CENTENNIAL, CO
Past
March 29, 2013 - December 31, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
CENTENNIAL, CO
Past
May 8, 2009 - January 27, 2010
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
DENVER, CO
Past
May 8, 2009 - January 27, 2010
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
DENVER, CO
Past
February 21, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
DENVER, CO
Past
January 31, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/6/2015)
IAR
Colorado(2/6/2015)
RR
Iowa(11/30/2020)
RR
Wyoming(5/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
