Elizabeth Carey

CLARENDON INSURANCE AGENCY

Waltham, MA 02451

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CRD#: 4889080

Professional summary

Elizabeth Carey, who also goes by Elizabeth Long, Elizabeth Long, is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2005. Elizabeth has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elizabeth Long | Elizabeth Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Carey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2017 - Present

CLARENDON INSURANCE AGENCY, INC.

Office #1: 230 3rd Ave 6th Floor, Waltham, MA 02451

CRD#: 7395

Waltham, MA

Current

August 26, 2022 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

January 2, 2015 - July 7, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WEST WARWICK, RI

Past

April 5, 2006 - August 16, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

WEST WARWICK, RI

Past

August 8, 2005 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WEST WARWICK, RI

Past

August 8, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 8, 2005 - September 6, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

BOSTON, MA

Past

August 8, 2005 - September 6, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

BOSTON, MA

Past

August 8, 2005 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

WEST WARWICK, RI

Past

August 8, 2005 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WEST WARWICK, RI

Past

February 3, 2005 - May 27, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/5/2019)

Alaska
(11/5/2019)

Arizona
(11/5/2019)

Arkansas
(11/5/2019)

California
(11/5/2019)

Colorado
(11/5/2019)

Connecticut
(11/5/2019)

Delaware
(11/5/2019)

District of Columbia
(11/5/2019)

Georgia
(11/5/2019)

Hawaii
(11/5/2019)

Idaho
(11/5/2019)

Illinois
(11/5/2019)

Indiana
(11/5/2019)

Iowa
(11/22/2017)

Kansas
(11/5/2019)

Kentucky
(11/5/2019)

Louisiana
(11/5/2019)

Maine
(11/5/2019)

Maryland
(11/5/2019)

Massachusetts
(11/22/2017)

Michigan
(11/5/2019)

Minnesota
(11/22/2017)

Mississippi
(11/5/2019)

Missouri
(11/5/2019)

Montana
(11/22/2017)

Nebraska
(11/5/2019)

Nevada
(11/22/2017)

New Hampshire
(11/5/2019)

New Jersey
(9/8/2022)

New Mexico
(11/5/2019)

New York
(11/22/2017)

North Carolina
(11/5/2019)

North Dakota
(11/22/2017)

Ohio
(11/5/2019)

Oklahoma
(11/5/2019)

Oregon
(11/22/2017)

Pennsylvania
(11/5/2019)

Rhode Island
(11/5/2019)

South Carolina
(11/5/2019)

South Dakota
(11/5/2019)

Tennessee
(5/28/2024)

Texas
(11/5/2019)

Utah
(11/22/2017)

Vermont
(11/5/2019)

Virginia
(11/5/2019)

Washington
(11/5/2019)

West Virginia
(11/5/2019)

Wisconsin
(11/5/2019)

Wyoming
(11/5/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/9/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

J. ALDEN ASSOCIATES, INC.

CRD#: 40002 / SEC#: , 8-48938

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 300, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Delaware since 10/30/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CALFO, LEE ALBERT	CEO, PRINCIPAL, RESEARCH PRINCIPAL	4782334
CASTLE CREEK LAUNCHPAD FUND I, LP	SHAREHOLDER
SMITH, KENNETH RICHARD	PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO	2300203
ENGELBACH, PETER ALDEN	PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL	201177
KINZER, CAROL ANN	FINOP	4519471

Disclosures

Regulatory Event	2
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elizabeth Carey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Carey's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

NEW ENGLAND SECURITIES

METROPOLITAN LIFE INSURANCE COMPANY

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2005

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2005

Series 53

Date: 11/9/2005

Series 24

Date: 9/27/2005

FINRA

Current Firm

J. ALDEN ASSOCIATES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J. ALDEN ASSOCIATES, INC.

TRUST BUT VERIFY

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