Kenneth G. Klages

ALLSTATE FINANCIAL ADVISORS

St Louis, MO 63117-1155

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CRD#: 4888941

Professional summary

Kenneth Gregory Klages, who also goes by Kenneth Klages, Ken Klages, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in St Louis, Missouri and ALLSTATE FINANCIAL SERVICES, LLC located in St Louis, Missouri.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kenneth has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Klages | Ken Klages

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Gregory Klages's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2019 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 8229 Clayton Rd Ste 200, St Louis, MO 63117-1155

RIA

CRD#: 109524

St Louis, MO

Current

April 30, 2019 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 8229 Clayton Rd Ste 200b, St Louis, MO 63117-1155

CRD#: 18272

ST LOUIS, MO

Past

May 26, 2009 - April 15, 2019

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

ST. LOUIS, MO

Past

May 26, 2009 - April 15, 2019

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

ST. LOUIS, MO

Past

May 2, 2008 - May 27, 2009

TD AMERITRADE, INC.

RIA

CRD#: 7870

ST. LOUIS, MO

Past

May 2, 2008 - May 27, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

ST LOUIS, MO

Past

May 2, 2008 - May 27, 2009

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Past

September 12, 2007 - May 5, 2008

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ST. LOUIS, MO

Past

February 22, 2005 - November 14, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ST. LOUIS, MO

Past

February 3, 2005 - November 14, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(6/26/2019)

Kansas
(10/24/2023)

Michigan
(10/23/2024)

Missouri
(4/30/2019)

IAR

Missouri
(4/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth G. Klages

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Gregory Klages's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SECURITIES SERVICE NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2005

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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