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DS

David M. Seiberling

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CRD#: 4888624
DS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Mark Seiberling was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2005. David had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 14, 2012 - August 17, 2012

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
CHILLICOTHE, MO
Past

March 14, 2012 - August 17, 2012

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
CHILLICOTHE, MO
Past

October 24, 2011 - February 27, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
CHILLICOTHE, MO
Past

October 24, 2011 - February 27, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
CHILLICOTHE, MO
Past

September 2, 2010 - October 11, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
CHILLICOTHE, MO
Past

August 26, 2010 - October 11, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
CHILLCOTHER, MO
Past

August 15, 2008 - May 7, 2009

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
KANSAS CITY, MO
Past

August 15, 2008 - May 7, 2009

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
KANSAS CITY, MO
Past

August 22, 2006 - August 19, 2008

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

August 22, 2006 - August 19, 2008

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

September 16, 2005 - May 22, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHILLICOTHE, MO
Past

June 16, 2005 - May 22, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHILLICOTHE, MO
Past

January 17, 2005 - May 20, 2005

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/15/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GP
GROVE POINT INVESTMENTS, LLC
CAPITAL FINANCIAL SECURITIES CORPORATION | HIBBARD-BECK, INC. | H. BECK, INC. | GROVE POINT INVESTMENTS, LLC | ESTATE INVESTMENT COMPANY

CRD#: 1763 / SEC#: 801-undefined, 8-31165

BD
Terminated by SEC on 09/30/2025
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Contact information

Main Address
2440 Research Boulevard Suite 500, Rockville, MD 20850
Mailing Address
Phone number
Established
Delaware since 04/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
GROVE POINT FINANCIAL, LLCMEMBER
BEARD, KEVIN LAWRENCEPRESIDENT2789109
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
TYMKIW, TRISHAPRINCIPAL FINANCIAL OFFICER3197368
WORSHAM, SANDRA RENEECHIEF COMPLIANCE OFFICER2444134

Disclosures

Regulatory Event17
Arbitration3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

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