Tammy E. Bright
Professional summary
Tammy Estelle Bright, who also goes by Tamara Estelle Bright, is a registered financial professional currently at BRIGHT TRADING, LLC located in Henderson, Nevada.
Tammy is registered as a RR (Registered Representative) and started their career in finance in 2008. Tammy has worked at 1 firm and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tammy Estelle Bright's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2020 - Present
BRIGHT TRADING, LLC
Office #1: 10521 Jeffreys Street, Suite 121, Henderson, NV 89052Office #2: 10521 Jeffreys Street, Suite 121, Henderson, NV 89052February 8, 2011 - December 20, 2011
BRIGHT TRADING, LLC
April 1, 2008 - November 23, 2010
BRIGHT TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/23/2020
General Securities Representative ExaminationSeries 57TO
Date: 10/29/2020
Securities Trader ExamFINRA
Current Firm
BRIGHT TRADING, LLC
CRD#: 34702 / SEC#: , 8-44990
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHT INVESTMENTS, LLC | MANAGING MEMBER | |
| ARLINSKY, KOSTA | TRADER | 5510518 |
| ARLINSKY, STEVE | TRADER | 5510563 |
| JONES, KEN ANDO | TRADER | 5512985 |
| SORGIC, SINISA | TRADER | 5513001 |
| ANDERSON, DIANA ELIZABETH | COMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER | 4894089 |
| BRIGHT, ROBERT ALVIN | CEO, CFO | 1148394 |
| CHAN, STEPHEN KEI ON | TRADER | 5571223 |
| FRIESEN, ROBIN DALE | PRESIDENT/CHIEF OPERATING OFFICER | 5518030 |
| ROSS, CHRISTINE ANGEL | CFO, FINOP | 5512412 |
| SHILLETTO, ANDREW E MR. | TRADER | 4793136 |
| WALENTINY, CARLO ANNE JOSEPH | TRADER | 5518113 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
