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Robert Alvin Bright

BRIGHT TRADING
Henderson, NV
·CRD# 1148394·27 years experience

Professional Summary

Robert Alvin Bright is a registered financial advisor currently at BRIGHT TRADING, LLC located in Henderson, Nevada. Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 1 firm and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

BRIGHT TRADING, LLC·CRD# 34702
BD
1. 10521 Jeffreys Street, Suite 121, Henderson, NV 890522. 10521 Jeffreys Street, Suite 121, Henderson, NV 89052
April 1, 2008 - Present

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Current Firm

BT
BRIGHT TRADING, LLC

BRIGHT TRADING, INC. | BRIGHT TRADING, LLC

CRD#: 34702 / SEC#: 8-44990
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10521 Jeffreys Street, Suite 121, Henderson, NV 89052

Mailing Address

6061 Topaz Street, Las Vegas, NV 89120

Phone Number

(702) 739-1393

Established

Nevada since 07/31/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHT INVESTMENTS, LLCMANAGING MEMBER—
ARLINSKY, KOSTATRADER5510518
ARLINSKY, STEVETRADER5510563
JONES, KEN ANDOTRADER5512985
SORGIC, SINISATRADER5513001
ANDERSON, DIANA ELIZABETHCOMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER4894089
BRIGHT, ROBERT ALVINCEO, CFO1148394
CHAN, STEPHEN KEI ONTRADER5571223
FRIESEN, ROBIN DALEPRESIDENT/CHIEF OPERATING OFFICER5518030
ROSS, CHRISTINE ANGELCFO, FINOP5512412
SHILLETTO, ANDREW E MR.TRADER4793136
WALENTINY, CARLO ANNE JOSEPHTRADER5518113

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Alvin Bright's CRS (Customer Relationship Summary).

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