Lawrence Mor Lwin
Professional Summary
Lawrence Mor Lwin, who also goes by Lawrence Moe Lwin, Moe Lawrence Lwin, Moe Lwin, is a registered financial advisor currently at J.K. FINANCIAL SERVICES, INC. located in Alhambra, California. Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2004. Lawrence has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lawrence Moe Lwin, Moe Lawrence Lwin, Moe Lwin
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
HUA KANG SECURITIES, INC. | J.K. FINANCIAL SERVICES, INC. | J K FINANCIAL SERVICES, INC
Contact Information
Main Address
149 Cross Rail Lane Ste. 102, Norco, CA 92860Mailing Address
149 Cross Rail Lane Ste 102, Norco, CA 92860Phone Number
(714) 704-1818Established
California since 10/20/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/30/2008)
(8/10/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lawrence Mor Lwin's CRS (Customer Relationship Summary).
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