Lawrence M. Lwin
Professional summary
Lawrence Mor Lwin, who also goes by Lawrence Moe Lwin, Moe Lawrence Lwin, Moe Lwin, is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Alhambra, California.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2004. Lawrence has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Mor Lwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2008 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 118 Huntington Dr. Ste. G, Alhambra, CA 91801November 30, 2006 - October 11, 2007
J.K. FINANCIAL SERVICES, INC.
June 29, 2005 - August 29, 2006
WAMU INVESTMENTS, INC.
December 8, 2004 - June 22, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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