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JZ

Joe Jiankang Zheng

J.K. FINANCIAL SERVICES
NORCO, CA
·CRD# 2318835·33 years experience

Professional Summary

Joe Jiankang Zheng, who also goes by Jiankang Zheng, Joe Zheng, Joseph Zheng, is a registered financial advisor currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California. Joe is registered as a RR (Registered Representative) and started their career in finance in 1993. Joe has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 51, Series 27, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jiankang Zheng, Joe Zheng, Joseph Zheng

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

J.K. FINANCIAL SERVICES, INC.·CRD# 103728
BD
1. 149 Cross Rail Lane Ste. 102, Norco, CA 928602. 149 Cross Rail Lane Ste. 102, Norco, CA 92860
July 12, 2000 - Present
ANDREW GARRETT INC.·CRD# 29931
BD
New York, NY
January 11, 1996 - October 18, 2000
DAEHAN SECURITIES, INC.·CRD# 25447
BD
Los Angeles, CA
September 22, 1994 - January 1, 1996
MONTANO SECURITIES CORPORATION·CRD# 7887
BD
Orange, CA
May 11, 1993 - October 11, 1994

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Current Firm

JF
J.K. FINANCIAL SERVICES, INC.

HUA KANG SECURITIES, INC. | J.K. FINANCIAL SERVICES, INC. | J K FINANCIAL SERVICES, INC

CRD#: 103728 / SEC#: 8-52214
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

149 Cross Rail Lane Ste. 102, Norco, CA 92860

Mailing Address

149 Cross Rail Lane Ste 102, Norco, CA 92860

Phone Number

(714) 704-1818

Established

California since 10/20/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ZHENG, JOE JIANKANGCHIEF FINANCIAL OFFICER, SROP, CROP2318835
HO, LILY MEIXIAPRESIDENT, CEO, CCO4336165

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/12/2000)
RR
Texas
(4/6/2017)
RR
Washington
(9/14/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed May 2014About the Series 51 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2000About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1995About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joe Jiankang Zheng's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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